Gabriella Mcclain is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3037 Bailey Ave., Buffalo, NY, 14215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gabriella works full-time as a Financial Consultant for Wilmington Advisors at M&T, an entity for her LPL business. She is also a licensed therapist as a sole proprietor, dedicating about 10-20% of her time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
People's United Advisors, INC.
People's Securities, INC.Broker
Pioneer Institutional Asset Management, INC.
Pioneer Funds Distributor, INC.Broker
Signator Investors, INC.Broker
Investors Capital CORP.Broker
Fam Distributors, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.