RM
RM

Roberto Monroy

26 Years of Experience
Tucson, AZ
Broker

Roberto Monroy is a registered investment advisor at Morgan Stanley, based in Tucson, AZ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7175 North Pima Canyon Drive, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roberto owns rental real estate in Rio Rico, Arizona, since June 2022. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2014 - Present · 11 yrs 6 mos
Morgan StanleyBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - November 2014 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2014 · 2 yrs 1 mo
Chase Investment Services CORP.
July 2012 - October 2012 · 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
May 1999 - July 2005 · 6 yrs 2 mos
State Registrations4 states
AZCAORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.