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Thomas Gay

26 Years of Experience
Alpharetta, GA
Broker

Thomas Gay is a registered investment advisor, based in Alpharetta, GA, with 26 years of industry experience.

Location

2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a co-owner of Dasher Padgett Financial Advisors, Inc. since 2009, dedicating a few hours per week. He is also involved with Merit Financial Advisors and Merit Financial Group, LLC, spending about a quarter of his time on each.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 11 mos
Merit Financial Advisors
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
February 2018 - August 2024 · 6 yrs 6 mos
LPL Financial LLC
February 2018 - July 2022 · 4 yrs 5 mos
Invest Financial Corporation
February 2009 - February 2018 · 9 yrs
Invest Financial CorporationBroker
February 2009 - February 2018 · 9 yrs
Dasher & Padgett Finanical Advisors, INC.
May 2008 - May 2009 · 1 yr
Royal Alliance Associates, INC.
March 2008 - March 2009 · 1 yr
Royal Alliance Associates, INC.Broker
December 2007 - March 2009 · 1 yr 3 mos
Raymond James Financial Services
May 2005 - December 2007 · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
March 2005 - December 2007 · 2 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - March 2005 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - March 2005 · 5 yrs 11 mos
State Registrations19 states
ALARCACOFLGAILLAMONCNVOHPASCTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.