Vivian Morgan is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2211 York Road, Suite 100, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 2022 - November 2022 · 4 mos
Citigroup Global Markets INC.
July 2022 - November 2022 · 4 mos
Fifth Third Securities, INC.
March 2006 - June 2022 · 16 yrs 3 mos
Fifth Third Securities, INC.Broker
March 2006 - June 2022 · 16 yrs 3 mos
Citigroup Global Markets INC.
May 2005 - February 2006 · 9 mos
Citigroup Global Markets INC.Broker
May 2005 - February 2006 · 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - May 2005 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - May 2005 · 5 yrs 7 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.