TrueAdvisor
TrueAdvisor
GS
CFP
GS
CFP

Gregory Seamster

Stifel, Nicolaus & Company, Incorporated
27 Years of Experience
Raleigh, NC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Gregory Seamster is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Raleigh, NC, with 27 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3605 Glenwood Ave., Suite 390, Raleigh, NC, 27612

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory owns multiple rental properties and is a partner/owner in Buckfins and Feathers LLC, a hunting farm. He also has a passive ownership role in South River Equipment Rental, LLC, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2022 - Present · 4 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2002 - February 2022 · 19 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - February 2022 · 19 yrs 8 mos
Wachovia Securities, INC.
May 2002 - June 2002 · 1 mo
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
March 1999 - February 2000 · 11 mos
State Registrations26 states
ALAZCACOFLGAIAILINLAMAMIMNMONCNJNMNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Raleigh, NC →All financial advisors in North Carolina →