Gregory Seamster
Gregory Seamster is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Raleigh, NC, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3605 Glenwood Ave., Suite 390, Raleigh, NC, 27612
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2013Other Business Activities
Gregory owns multiple rental properties and is a partner/owner in Buckfins and Feathers LLC, a hunting farm. He also has a passive ownership role in South River Equipment Rental, LLC, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.