ZS
ZS

Zhigang Shen

26 Years of Experience
Morristown, NJ
1 DisclosureBroker

Zhigang Shen is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 26 years of industry experience. Zhigang is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
Employment History
Current Registrations
Morgan StanleyBroker
April 2016 - Present · 10 yrs 6 mos
Morgan Stanley
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - April 2016 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2007 - April 2016 · 8 yrs 4 mos
Citigroup Global Markets INC.
August 2004 - December 2007 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
April 2004 - December 2007 · 3 yrs 8 mos
World Group Securities, INC.Broker
April 2002 - November 2002 · 7 mos
Wma Securities, INC.Broker
March 1999 - April 2002 · 3 yrs 1 mo
State Registrations18 states
CACOCTDEFLGALAMAMDNCNJNVNYPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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