GV
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Gregory Viechnicki
24 Years of Experience
Scottsdale, AZ
7 Disclosures
Gregory Viechnicki is a registered investment advisor at Viechnicki Wealth Mgmt, LLC, based in Scottsdale, AZ, with 24 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 16 clients.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
16 clients
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.50% |
| $1.5M - $2.5M | 1.00% |
| $2.5M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9878 N 119th Place, Scottsdale, AZ, 85259
Get directionsHistory
Regulatory History (7)
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Employment Separation After Allegations
July 2020Judgment / Lien
December 2018Judgment / Lien
June 2014Regulatory
July 2012Final
Customer Dispute
January 2011Settled
Judgment / Lien
November 2010Customer Dispute
April 2009Settled
Other Business Activities
Gregory works as a sales representative for Dreamstyle Remodeling, quoting individuals for bathroom remodels. This takes about 10-20% of his time.
Employment History
Current Registrations
Viechnicki Wealth Mgmt, LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
January 2013 - July 2020 · 7 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
May 2012 - July 2020 · 8 yrs 2 mos
Saxony Securities, INC.Broker
November 2010 - May 2012 · 1 yr 6 mos
Brokersxpress LLCBroker
November 2009 - October 2010 · 11 mos
Janney Montgomery Scott LLCBroker
May 2002 - December 2009 · 7 yrs 7 mos
Vanguard Marketing CorporationBroker
March 1999 - July 2000 · 1 yr 4 mos
State Registrations2 states
AZPA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.