DR
DR

David William Romero

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
1,110 clients
Average Client Portfolio
$250K average
Assets Under Management
$277.4M

Fee Structure

Minimum Investment:None
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Location

8985 E. Bell Road, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is affiliated with Householder Group Financial Advisors, focusing on non-variable insurance, and dedicates about 10% of his time to this. He also operates Householder Group Estate & Retirement Specialists as a DBA for his LPL business, spending nearly full-time providing investment advisory services through this entity.

Employment History
Current Registrations
Householder Group Estate & Retirement Specialists
January 2017 - Present · 9 yrs 1 mo
LPL Financial LLC
January 2017 - Present · 9 yrs 1 mo
LPL Financial LLCBroker
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - January 2017 · 6 yrs
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2017 · 6 yrs
Wells Fargo Investments, LLC
August 2010 - January 2011 · 5 mos
Wells Fargo Investments, LLCBroker
August 2010 - January 2011 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2010 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2010 · 10 mos
Banc of America Investment Services, INC.
September 2005 - October 2009 · 4 yrs 1 mo
Banc of America Investment Services, INC.Broker
September 2005 - October 2009 · 4 yrs 1 mo
Sunamerica Securities, INC.Broker
January 2005 - September 2005 · 8 mos
Sentra Securities CorporationBroker
January 2005 - January 2005 · 0 mos
Spelman & CO., INC.Broker
January 2005 - January 2005 · 0 mos
Charles Schwab & CO., INC.Broker
January 2004 - September 2004 · 8 mos
Ing Funds Distributor, LLCBroker
September 2001 - August 2003 · 1 yr 11 mos
H&r Block Financial Advisors, INC.Broker
September 1999 - September 2001 · 2 yrs
Simmers Capital Management CorporationBroker
April 1999 - July 1999 · 3 mos
State Registrations16 states
AZCACOFLIDILMIMNNJNMORPASCTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David William Romero - Financial Advisor | TrueAdvisor