RB
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Randal Barton

26 Years of Experience
New York, NY
Broker

Randal Barton is a registered investment advisor at Voya Investment Management CO. LLC, based in New York, NY, with 26 years of industry experience. Randal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,261 clients with $250B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
56 advisors
IM Fee
Planning only
Assets Under Management
$253.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randal volunteers at The Church of Jesus Christ of Latter-day Saints and co-owns RIRA LLC with his wife. He also owns and manages multiple LLCs and properties for real estate investment and building spec homes, dedicating minimal time to each.

Employment History
Current Registrations
Voya Investment Management CO. LLC
April 2008 - Present · 18 yrs 5 mos
Voya Investments Distributor, LLC
June 2007 - Present · 19 yrs 3 mos
Voya Investments Distributor, LLCBroker
June 2007 - Present · 19 yrs 3 mos
Previous Registrations
American Skandia Marketing, INC.Broker
April 2007 - May 2007 · 1 mo
Old Mutual Investment PartnersBroker
October 2004 - April 2007 · 2 yrs 6 mos
Transamerica Capital, INC.Broker
December 2000 - September 2004 · 3 yrs 9 mos
Intersecurities, INC.Broker
March 1999 - December 2000 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Randal Barton - Financial Advisor | TrueAdvisor