TrueAdvisor
TrueAdvisor
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CFP
NA
CFP

Neil Altshuler

LPL Financial LLC
27 Years of Experience
Lebanon, NJ
Broker
View SEC Summary
View SEC Summary

Neil Altshuler is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lebanon, NJ, with 27 years of industry experience. Neil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1390 Us Highway 22 Ste 107, Lebanon, NJ, 08833-2217

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Neil operates under the DBA U.S. Advisory, LLC for his LPL business since 2022. He also works as a CPA for BKC CPAs, PC, dedicating full-time hours overall, with nearly full-time hours during trading.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2022 - Present · 4 yrs 6 mos
LPL Financial LLC
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
October 2017 - April 2022 · 4 yrs 6 mos
Securities America, INC.Broker
October 2017 - April 2022 · 4 yrs 6 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2002 - October 2017 · 15 yrs
National Planning CorporationBroker
July 1999 - October 2017 · 18 yrs 3 mos
Royal Alliance Associates, INC.Broker
July 1999 - August 1999 · 1 mo
State Registrations3 states
MDNJTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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