Edward Oldham is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 23 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
March 2006 - Present · 20 yrs 4 mos
Neuberger Berman Bd LLC
March 2006 - Present · 20 yrs 4 mos
Neuberger Berman Bd LLCBroker
March 2006 - Present · 20 yrs 4 mos
Previous Registrations
J.P. Morgan Securities INC.Broker
May 2005 - March 2006 · 10 mos
Chase Investment Services CORP.
January 2004 - January 2005 · 1 yr
Chase Investment Services CORP.Broker
September 2003 - January 2005 · 1 yr 4 mos
Brown & Company Securities CorporationBroker
February 2000 - June 2001 · 1 yr 4 mos
First Republic Group, LLCBroker
November 1999 - February 2000 · 3 mos
Dalton Kent Securities Group, INC.Broker
October 1999 - November 1999 · 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.