Christopher Grogan is a registered investment advisor, based in Charlotte, NC, with 25 years of industry experience.
Location
5605 Carnegie Boulevard - Suite 400, Charlotte, NC, 28209
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
June 2025 - Present · 11 mos
Captrust
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Carolinas Wealth Consulting LLC
May 2019 - June 2025 · 6 yrs 1 mo
Carolinas Investment Consulting LLC
June 2011 - June 2011 · 0 mos
Carolinas Investment Consulting LLC
August 2006 - April 2001 · 0 mos
Carolinas Investment Consulting LLCBroker
May 2001 - June 2025 · 24 yrs 1 mo
First Union Securities, INC.Broker
July 2000 - May 2001 · 10 mos
State Registrations10 states
CAFLGAINMAMONCSCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.