JD
JD
Jeffrey Dockan
26 Years of Experience
San Diego, CA
Broker
Jeffrey Dockan is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 26 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
February 2022 - Present · 4 yrs 3 mos
Cetera Advisors LLCBroker
February 2022 - Present · 4 yrs 3 mos
Cetera Financial Specialists LLCBroker
February 2022 - Present · 4 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Cetera Investment Services LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2023 - June 2023 · 5 mos
First Allied Securities, INC.Broker
February 2022 - September 2022 · 7 mos
Unionbanc Investment Services, LLC
June 2001 - December 2021 · 20 yrs 6 mos
Unionbanc Investment Services, LLCBroker
June 2001 - December 2021 · 20 yrs 6 mos
Sentra Securities CorporationBroker
May 2001 - June 2001 · 1 mo
Royal Alliance Associates, INC.Broker
April 1999 - May 2001 · 2 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.