Frank Parlato
Frank Parlato is a registered investment advisor at Calton & Associates, INC., based in Cypress, CA, with 25 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
Cypress, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2011Customer Dispute
April 2009Other Business Activities
Frank is a director of the Breslauer - Soref Foundation, a charitable family foundation, since 2011. He spends minimal time identifying non-profits to support.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Calton & Associates, INC.
Previous Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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