William Dougherty
William Dougherty is a CFA, CFP-designated registered investment advisor at Main Street Financial Solutions, LLC, based in Newtown, PA, with 25 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,395 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Main Street Financial Solutions offers investment management services for an annual fee based on the amount of assets managed. The management fee can reach up to 2.00% depending on the size and composition of your portfolio, the services provided, and the advisor assigned to you. The fee is charged quarterly. For certain client holdings like held-away assets or alternative investments, Main Street Financial Solutions may negotiate a different fee rate.
Location
503 E. Washington Avenue, Suite 1C, Newtown, PA, 18940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a partner and 20% owner in OBAM Realty Group LLC, involved in buying, selling, and renting residential properties. He spends minimal time on this activity, primarily focusing on finances.
Employment History
Current Registrations
Main Street Financial Solutions, LLC
Previous Registrations
Hartford Funds
Hartford Funds Management Company, LLC
Hartford Funds Distributors, LLCBroker
Hartford Life Distributors, LLCBroker
Chartwell Investment Partners
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Delaware Distributors, L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.