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Charles Wallin
26 Years of Experience
Warr Acres, OK
1 DisclosureBroker
Charles Wallin is a registered investment advisor at Cetera Investment Advisers LLC, based in Warr Acres, OK, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5560 NW 72 St Bldg A, Warr Acres, OK, 73132
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
November 2019Other Business Activities
Charles is an investment advisor at Apex Financial Solutions, LLC. He dedicates minimal time to this role, with hours varying during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
July 2006 - September 2013 · 7 yrs 2 mos
Walnut Street Securities, INC.Broker
February 2003 - September 2013 · 10 yrs 7 mos
Capital Analysts, IncorporatedBroker
July 2000 - February 2003 · 2 yrs 7 mos
Interfirst Capital CorporationBroker
April 2000 - July 2000 · 3 mos
San Clemente Securities, INC.Broker
May 1999 - April 2000 · 11 mos
State Registrations21 states
AZCACOFLGAIAINKSLAMNMONCNENMOHOKORPATXWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.