Joel Marks
Joel Marks is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Fredericksburg, VA, with 48 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4531 Spotsylvania Pkwy, Fredericksburg, VA, 22408-7768
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2025Customer Dispute
May 2023Other Business Activities
Joel hosts the "Money Success Radio Program" on local radio, providing general financial information. He is also an ordained minister and provides pulpit supply for various churches a few times per year, dedicating minimal time to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Capital One Investment Services LLCBroker
Capital One Financial Advisors LLC
USA Financial Securities CorporationBroker
Allegheny Investments, LTD.Broker
Franklin Financial Services CorporationBroker
Princor Financial Services CorporationBroker
Pml Securities CompanyBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.