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JM
ChFC
JM
ChFC

Joel Marks

Ameriprise Financial Services, LLC
49 Years of Experience
Fredericksburg, VA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Joel Marks is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Fredericksburg, VA, with 49 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2150 Gordon W Shelton Blvd, Fredericksburg, VA, 22401-4974

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Settled
Customer Dispute
May 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel hosts the "Money Success Radio Program" on local radio, providing general financial information. He is also an ordained minister and provides pulpit supply for various churches a few times per year, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
June 2018 - May 2022 · 3 yrs 11 mos
CUNA Brokerage Services, INC.Broker
June 2018 - May 2022 · 3 yrs 11 mos
Capital One Advisors, LLC
January 2015 - May 2018 · 3 yrs 4 mos
Capital One Investing, LLCBroker
January 2015 - May 2018 · 3 yrs 4 mos
Capital One Investment Services LLCBroker
March 2014 - January 2015 · 10 mos
Capital One Financial Advisors LLC
March 2014 - January 2015 · 10 mos
USA Financial Securities CorporationBroker
July 2005 - July 2012 · 7 yrs
Allegheny Investments, LTD.Broker
May 2000 - July 2003 · 3 yrs 2 mos
Franklin Financial Services CorporationBroker
July 1990 - May 2000 · 9 yrs 10 mos
Princor Financial Services CorporationBroker
June 1985 - May 1990 · 4 yrs 11 mos
Pml Securities CompanyBroker
March 1979 - December 1984 · 5 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
March 1973 - May 1979 · 6 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
March 1973 - May 1979 · 6 yrs 2 mos
State Registrations9 states
DEFLGAMDNCPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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