Sotirios Pappas is a registered investment advisor at Mystic Asset Management, based in Warwick, RI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 144 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable and may be higher or lower than the fee schedule. The firm reserves the right to employ a minimum fee, which would be fully disclosed and discussed with the client and in writing.
Fee Estimator
Location
1287 Post Road, Warwick, RI, 02888
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sotirios is a member of Route One Properties, a real estate holding/rental property, dedicating minimal time. He also serves as CEO/CCO/President of Mystic Asset Management and CEO/President of Pappas Asset Management, spending about a third of his time on the latter. Sotirios is also an investment advisor at Retirement Planning Co. of Warwick, dedicating about 10-20% of his time.
Employment History
Current Registrations
Mystic Asset Management
Institutional Securities Corporation
Institutional Securities CorporationBroker
The Retirement Planning Company of New England, INC.
Previous Registrations
Ridgeway & Conger, INC.Broker
Cambridge Investment Research, INC.Broker
Signator Investors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.