Douglas Hockett
Douglas Hockett is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Sheridan, WY, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
51 Coffeen Avenue, Suite 102, Sheridan, WY, 82801-3642
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is a member of PH Grinders, LLC, an oil/gas disposal well company, since 2013. He also serves on the Board of Directors for the RMS Invitational Golf Tournament, a charity event, dedicating a few hours per week, and is the single owner of L Lazy F LLC, through which he is buying a rental property, spending minimal time per year.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
Olde Discount CorporationBroker
State Registrations32 states
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