Douglas Hendee is a CFP-designated registered investment advisor at Brighton Securities CORP., based in Rochester, NY, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,795 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Annual management fees range from 0.25% to 3.00% depending on the program, account value, and services selected. Fees are negotiable.
Fee Estimator
Location
1703 Monroe Avenue, Rochester, NY, 14618-1487
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas works as a fitness instructor at Midtown Athletic Club since 1999. This activity is not investment related and does not occur during securities trading hours.
Employment History
Current Registrations
Brighton Securities CORP.
Brighton Securities CORP.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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