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Dennis Dean

26 Years of Experience
Chicago, IL
BrokerSells Insurance

Dennis Dean is a registered investment advisor, based in Chicago, IL, with 26 years of industry experience.

Location

1327 W. Washington Blvd, Suite 4A, Chicago, IL, 60607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dennis is an insurance agent for Dean Insurance & Financial, selling various insurance products and dedicates a few hours per week to this. He is also a board member of Kiwanis Club of Lindenhurst/the lakes and sells commercial property and casualty insurance, spending about a third of his time on the latter.

Employment History
Current Registrations
The O.N. Equity Sales CompanyBroker
April 2017 - Present · 9 yrs 3 mos
On Investment Management CO
April 2017 - Present · 9 yrs 3 mos
Previous Registrations
Hornor, Townsend & Kent, INC.
February 2014 - February 2017 · 3 yrs
Hornor, Townsend & Kent, INC.Broker
February 2014 - February 2017 · 3 yrs
New England Securities Corporation
March 2013 - January 2014 · 10 mos
New England SecuritiesBroker
April 2008 - January 2014 · 5 yrs 9 mos
Nylife Securities LLCBroker
June 1999 - April 2008 · 8 yrs 10 mos
State Registrations7 states
AZFLILINNEOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Dean - Financial Advisor | TrueAdvisor