Warren Scroggie
Warren Scroggie is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ocala, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
41 SE 9th Ter, Ocala, FL, 34471
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2018Customer Dispute
October 2016Customer Dispute
January 2005Customer Dispute
October 2004Other Business Activities
Warren is an owner of Scroggie Meffert Davis and Associates, dedicating about half of his time to marketing. He is also a partner in Shuckers and owner of WJScroggie LLC, but spends minimal time on these ventures.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.