Joseph Mattia
Joseph Mattia is a registered investment advisor at Usi Securities, INC., based in Glastonbury, CT, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 139 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
USI Securities does not directly manage investments for individuals. They provide recommendations to institutional clients who then select an outside advisor to manage their retirement plans. USI Securities does not formulate or directly provide investment advice on individual securities.
Location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2024Criminal
October 1995Other Business Activities
Joseph is a silent partner with 17% ownership in Axis Satelite, LLC, which installs and services audio/video equipment. He spends minimal time on this activity, which is not investment-related.
Employment History
Current Registrations
Usi Securities, INC.Broker
Usi Advisors
Previous Registrations
Choreo, LLC
LPL Financial LLC
LPL Financial LLCBroker
Edward JonesBroker
Financial Network Investment CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.