Brian Givin
Brian Givin is a registered investment advisor at Marshall Investment Management, LLC, based in Greenwood Village, CO, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 587 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Marshall Investment Management manages investment portfolios for a fee, which covers advisory services, transaction costs, and account maintenance. The maximum annual advisory fee is 1.50% of the portfolio's value. The fee is billed quarterly in advance, based on the previous month's ending balance. Fees may be negotiable based on account size or complexity. Clients can terminate the agreement with written notice, and unearned fees will be refunded.
Location
5251 Dtc Parkway, Suite 1185, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian operates Marshall Investment Management as his LPL business and provides investment advisory services, dedicating about 10% of his time. He also owns multiple real estate rental properties and is involved with Givin Asset Management LLC, a business entity for tax/investment purposes only, and Amazon Flex.
Employment History
Current Registrations
Marshall Investment Management, LLC
LPL Financial LLCBroker
Previous Registrations
Fidelity Investments Institutional Services Company, INC.Broker
Putnam Mutual Funds CORP.Broker
State Registrations16 states
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