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David Long

20 Years of Experience
Worcester, MA
Broker

David Long is a registered investment advisor at Raymond James & Associates, INC., based in Worcester, MA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Worcester, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a business owner taking photographs and selling the images for a fee. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.
July 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
July 2018 - Present · 8 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2016 - July 2018 · 1 yr 11 mos
Raymond James Financial Services, INC.Broker
June 2016 - July 2018 · 2 yrs 1 mo
Raymond James & Associates, INC.
May 2011 - June 2016 · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2011 - June 2016 · 5 yrs 2 mos
Raymond James Financial Services Advisors, INC
August 2009 - April 2011 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
June 2009 - April 2011 · 1 yr 10 mos
Raymond James & Associates, INC.Broker
May 2009 - June 2009 · 1 mo
Raymond James Financial Services, INC.Broker
January 2007 - May 2007 · 4 mos
Raymond James & Associates, INC.Broker
July 2005 - May 2009 · 3 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.