MS
CFP
MS
CFP

Michael Sharpton

26 Years of Experience
Franklin, TN
1 DisclosureBroker

Michael Sharpton is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Franklin, TN, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

3401 Mallory Lane, Suite 220, Franklin, TN, 37067

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Denied
Other Business Activities

Mike is a board member of the Maury County Board of Zoning Appeals since 2023. This requires minimal time and is not investment-related.

Employment History
Current Registrations
MML Investors Services, LLC
September 2018 - Present · 7 yrs 8 mos
MML Investors Services, LLCBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Lifemark Securities CORP.
August 2018 - August 2018 · 0 mos
Lifemark Securities CORP.Broker
August 2018 - August 2018 · 0 mos
MML Investors Services, LLCBroker
March 2017 - August 2018 · 1 yr 5 mos
MML Investors Services, LLC
March 2017 - August 2018 · 1 yr 5 mos
Msi Financial Services, INC.
February 2004 - March 2017 · 13 yrs 1 mo
Msi Financial Services, INC.Broker
April 1999 - March 2017 · 17 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
April 1999 - July 2007 · 8 yrs 3 mos
State Registrations4 states
ALCAFLTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Sharpton - Financial Advisor | TrueAdvisor