TM
TM
Thomas Marsella
54 Years of Experience
Fresno, CA
3 DisclosuresSells Insurance
Thomas Marsella is a registered investment advisor at Earnings Investment CO., based in Fresno, CA, with 54 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.20% |
| $2M+ | 1.90% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Fresno, CA
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2006Final
Customer Dispute
April 1998Settled
Customer Dispute
July 1996Award / Judgment
Other Business ActivitiesSells Insurance
Thomas is involved with Marsella Group, in fixed and index annuities, since 1967. This takes a few hours per week and does not interfere with his work.
Employment History
Current Registrations
Earnings Investment CO.
August 1998 - Present · 27 yrs 9 mos
Previous Registrations
Travis Morgan Securities INC.Broker
February 1999 - November 1999 · 9 mos
Paton Wagner CorporationBroker
June 1993 - February 1997 · 3 yrs 8 mos
Monterey Bay Securities, INC.Broker
June 1989 - March 1993 · 3 yrs 9 mos
Source Securities, INC.Broker
April 1988 - April 1989 · 1 yr
Securities Network, INC.Broker
July 1986 - March 1988 · 1 yr 8 mos
Titan Capital CorporationBroker
April 1984 - June 1986 · 2 yrs 2 mos
P & I Equities CorporationBroker
October 1980 - April 1984 · 3 yrs 6 mos
Hartford Equity Sales Company INC.Broker
March 1976 - January 1989 · 12 yrs 10 mos
Travelers Equities Sales, INC.Broker
August 1969 - April 1986 · 16 yrs 8 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.