Kathleen Fox
Kathleen Fox is a registered investment advisor at Eagle Strategies LLC, based in Newport Beach, CA, with 19 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
888 San Clemente Drive, Suite 250, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Financial
August 2019Other Business Activities
Kathleen is a board member for Kappa Kappa Gamma Sorority, Financial Advisor Delta Gamma Chapter, dedicating minimal time to approving checks and managing the budget. She is also an officer for the June Lake Loop Performing Arts Association, spending about 10-20% of her time engaging with businesses to get donations.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
Burke & Quick Partners LLCBroker
B. Riley & CO., LLCBroker
Btig, LLCBroker
The Shemano Group, INC.Broker
Wedbush Morgan Securities INC.Broker
First Security Van Kasper, INC.Broker
Fleetboston Robertson Stephens INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.