Stephen Raymond
Stephen Raymond is a registered investment advisor at Cetera Investment Advisers LLC, based in Peabody, MA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Peabody, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells fixed insurance products, including annuities and long-term care, as an insurance agent since 1999. He is also the President of Raymond Wealth Management, LLC, a financial services firm, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Planmember Securities Corporation
Planmember Securities CorporationBroker
Delta Global Asset Management
Delta Equity Services CorporationBroker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
State Registrations14 states
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