SB
SB

Scott Broadbent

25 Years of Experience
South Jordan, UT
2 Disclosures

Scott Broadbent is a registered investment advisor at Drive Wealth Advisers, based in South Jordan, UT, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 1,112 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,112 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual advisory fee is up to 2.00% of assets under management. Additional investment manager fees may apply if external or internal portfolio managers are utilized. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10653 S. River Front Parkway, STE 200, South Jordan, UT, 84095

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Settled
Customer Dispute
July 2005
Denied
Employment History
Current Registrations
Drive Wealth Advisers
May 2026 - Present · 5 mos
Previous Registrations
Acquire Consult LLC
June 2020 - January 2025 · 4 yrs 7 mos
Raymond James Financial Services Advisors, INC
August 2019 - June 2020 · 10 mos
Integrated Wealth Strategies
March 2019 - August 2019 · 5 mos
Raymond James Financial Services Advisors, INC
October 2017 - March 2019 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
October 2017 - June 2020 · 2 yrs 8 mos
Calton & Associates, INC.
September 2016 - October 2017 · 1 yr 1 mo
Advisory Services Network
April 2015 - September 2016 · 1 yr 5 mos
Calton & Associates, INC.Broker
April 2015 - October 2017 · 2 yrs 6 mos
Innovation Partners LLCBroker
March 2015 - April 2015 · 1 mo
Innovation Partners LLC
April 2012 - April 2015 · 3 yrs
Global Financial Private Capital, LLC
February 2011 - March 2012 · 1 yr 1 mo
Investment Advisors International, INC.
September 2008 - March 2010 · 1 yr 6 mos
World Group Securities, INC.Broker
April 2002 - March 2010 · 7 yrs 11 mos
Wma Securities, INC.Broker
April 1999 - April 2002 · 3 yrs
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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