John Short
John Short is a registered investment advisor at LPL Financial LLC, based in Richmond, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richmond, KY
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Regulatory History (1)
Regulatory
August 2025Other Business ActivitiesSells Insurance
John sells non-variable insurance, including universal and term life insurance, since 2004. He is also a general agent for Midland National, selling fixed life products, and affiliated with Brokers International Brokerage, selling fixed life insurance products, dedicating about a quarter of his time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.