Richard Bourgouin
Richard Bourgouin is a registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
125 E. Citrus Ave., Redlands, CA, 92373
Get directionsHistory
Regulatory History (1)
Criminal
July 1987Other Business Activities
Richard provides investment services at Provident Bank as a DBA for his LPL business, starting in May 2024.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bbva Securities INC.Broker
Bbva Compass Investment Solutions, INCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Dfc Investor Services
Dfc Investor ServicesBroker
Citicorp Investment ServicesBroker
Essex National Securities, INC.Broker
Gateway Investment Services, INC.Broker
Wma Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.