Michael Mondello
Michael Mondello is a registered investment advisor at LPL Financial LLC, based in Stonington, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
107 Wilcox Rd, Unit 107G, Stonington, CT, 06378
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2019Customer Dispute
May 2018Customer Dispute
September 2016Other Business ActivitiesSells Insurance
Michael operates Mystic Financial Group LLC as a DBA for his LPL business, dedicating nearly full-time hours to it. He also engages in non-variable insurance activities through Mystic Financial Group LLC, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Edward Jones
Edward JonesBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
New England SecuritiesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.