LR
LR

Laurel Reynolds

23 Years of Experience
Seattle, WA
Broker

Laurel Reynolds is a registered investment advisor at RBC Capital Markets, LLC, based in Seattle, WA, with 23 years of industry experience. Laurel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

401 Union Street, Suite 3600, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - October 2018 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - October 2018 · 7 yrs 9 mos
Wells Fargo Investments, LLC
April 2007 - January 2011 · 3 yrs 9 mos
Wells Fargo Investments, LLCBroker
September 2006 - January 2011 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
June 2004 - October 2006 · 2 yrs 4 mos
Wachovia Securities, INC.Broker
May 2001 - November 2002 · 1 yr 6 mos
State Registrations42 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMIMNMOMTNCNDNHNJNMNVNYOHOKORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.