Kevin Dziubela is a registered investment advisor, based in Hillsboro Beach, FL, with 26 years of industry experience.
Location
Hillsboro Beach, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin works as an insurance agent selling fixed insurance products with various companies since 2014. This takes a few hours per week, with some of that time occurring during trading hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
October 2024 - Present · 1 yr 7 mos
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - October 2024 · 2 yrs 3 mos
B. Riley Wealth Advisors, INC.
March 2019 - October 2024 · 5 yrs 7 mos
National Securities CorporationBroker
December 2014 - July 2022 · 7 yrs 7 mos
Iaa Financial LLCBroker
September 2009 - January 2015 · 5 yrs 4 mos
Gunnallen Financial, INC
January 2005 - October 2009 · 4 yrs 9 mos
Gunnallen Financial, INCBroker
January 2004 - October 2009 · 5 yrs 9 mos
Continental Broker-Dealer CORP.Broker
August 1999 - January 2004 · 4 yrs 5 mos
Prudential Securities IncorporatedBroker
May 1999 - August 1999 · 3 mos
State Registrations26 states
ALARAZCACOFLGAHIILINKSMDMIMNMSNCNENJNVNYOHPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.