Linda Thomas is a registered investment advisor, based in Rockford, IL, with 26 years of industry experience.
Location
6885 Vistagreen Way, Suite A, Rockford, IL, 61107
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2025 - Present · 6 mos
Merit Financial Advisors
November 2025 - Present · 6 mos
Previous Registrations
Commonwealth Financial NetworkBroker
February 2021 - November 2025 · 4 yrs 9 mos
Commonwealth Financial Network
February 2021 - November 2025 · 4 yrs 9 mos
Ameriprise Financial Services, LLC.
September 1999 - February 2021 · 21 yrs 5 mos
Ameriprise Financial Services, LLCBroker
July 1999 - February 2021 · 21 yrs 7 mos
Ids Life Insurance CompanyBroker
July 1999 - July 2006 · 7 yrs
State Registrations2 states
ILWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.