David Martin
David Martin is a registered investment advisor at Osaic Wealth, INC., based in Reno, NV, with 53 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Reno, NV
Get directionsHistory
Regulatory History (8)
Judgment / Lien
February 2017Judgment / Lien
June 2013Judgment / Lien
December 2011Judgment / Lien
September 2011Judgment / Lien
July 2011Judgment / Lien
January 2006Judgment / Lien
April 2005Judgment / Lien
November 2004Other Business ActivitiesSells Insurance
David is the owner of David G. Martin & Associates, focused on insurance sales, and an Investment Advisor Representative (IAR) with Securities America Advisors since 2009. He is also a Manager at Family Business Centers LLC, assisting family-owned businesses with succession plans, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Eplanning Advisors INC
Eplanning Securities, INC.Broker
Sammons Securities Company, LLCBroker
Mtl Equity Products, INC.Broker
Iac Securities, INC.Broker
Iac Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Soares Financial Group, INC.Broker
Consolidated Investment Services, INC.Broker
University Securities CorporationBroker
Phoenix Equity Planning CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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