William Groves
William Groves is a registered investment advisor at Cetera Investment Advisers LLC, based in Ashland, OR, with 26 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
295 E Main Street Ste 10, Ashland, OR, 97520
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William provides financial services through Houck Financial Services, LLC and Private Wealth Services, LLC (formerly RHB Wealth Advisors, LLC), dedicating full-time hours to the latter. He also acts as an agent for fixed index annuities and Avantax Insurance Agency/Services, spending minimal time on these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
Signator Investors, INC.
Signator Investors, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.