SR
CFP
SR
CFP

Shannon Raines

23 Years of Experience
Owensboro, KY
Broker

Shannon Raines is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Owensboro, KY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1035 Frederica St, Suite 100, Owensboro, KY, 42301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shannon is the president of the Owensboro Estate Planning Council, a professional organization, dedicating minimal time. Shannon also co-owns multiple rental properties with their spouse, spending minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 11 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 11 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLCBroker
September 2009 - October 2019 · 10 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLC
September 2009 - October 2019 · 10 yrs 1 mo
Ameriprise Financial Services, INC.
September 2004 - September 2009 · 5 yrs
Ameriprise Financial Services, INC.Broker
August 2004 - September 2009 · 5 yrs 1 mo
Ids Life Insurance CompanyBroker
August 2004 - July 2006 · 1 yr 11 mos
Natcity Investments, INC.Broker
January 2003 - June 2004 · 1 yr 5 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.