John Mongold is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1747 Pennsylvania Ave, Nw Ste 900, Washington, DC, 20006
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John serves on the George Mason University Honors College Advisory Board, focusing on fundraising. This requires minimal time each month.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
M&t Securities, INC.Broker
M&t Securities, INC.
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Group One Trading, L.P.Broker
Group One Trading, L.P.Broker
Folio[fn] Investments, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.