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Rodney Brown

26 Years of Experience
Flowood, MS
BrokerSells Insurance

Rodney Brown is a registered investment advisor at LPL Financial LLC, based in Flowood, MS, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

439A Katherine Dr, Flowood, MS, 39232

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Rodney is involved with Rodney Brown Agency, LLC for tax/investment purposes and non-variable insurance, and Power Financial Group as a Managing Partner & Advisor, dedicating full-time hours to each. He also serves as a FINRA Non-Public Arbitrator, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
National Planning CorporationBroker
August 2014 - November 2017 · 3 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
August 2014 - November 2017 · 3 yrs 3 mos
Investment Professionals, INC.
August 2013 - August 2014 · 1 yr
Investment Professionals, INC.Broker
August 2013 - August 2014 · 1 yr
Cambridge Investment Research Advisors, INC.
February 2011 - September 2013 · 2 yrs 7 mos
Cambridge Investment Research, INC.Broker
August 2009 - September 2013 · 4 yrs 1 mo
Mutual Service CorporationBroker
October 2003 - August 2009 · 5 yrs 10 mos
Walnut Street Securities, INC.Broker
May 1999 - October 2003 · 4 yrs 5 mos
State Registrations13 states
ALARFLGAILINLAMAMNMSNCNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.