RS
RS

Richard Schwamb

26 Years of Experience
Rehoboth Beach, DE
Broker

Richard Schwamb is a registered investment advisor at Morgan Stanley, based in Rehoboth Beach, DE, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 Cascade Lane, Rehoboth Beach, DE, 19971

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a member of a government/municipality/political organization and participates on their Government Affairs Committee. This requires minimal time both during and after business hours.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
March 2015 - Present · 11 yrs 4 mos
Previous Registrations
Morgan Stanley
March 2015 - December 2016 · 1 yr 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2001 - December 2005 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - March 2015 · 15 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.