Stephen Roesner
Stephen Roesner is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairmont, MN, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
105 Lake Avenue, Fairmont, MN, 56031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen represents Profinium Financial as a trustee for trusts assigned to Profinium, responsible for paying bills and providing services to trust clients. He receives a salary for this work.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLC
Fsc Securities CorporationBroker
Transamerica Financial Advisors, INC.Broker
PFS Investments INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.