Michael Zamboni is a registered investment advisor at LPL Financial LLC, based in Pittsfield, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
443 Dalton Avenue, Pittsfield, MA, 01201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under the DBAs Castle Investment Advisors and The Zamboni Group, and The Zamboni Financial Group. He owns multiple low-income housing units, rents office space, and has outside W-2 employment, dedicating full-time hours to The Zamboni Financial Group and significant time to his W-2 employment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations19 states
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