Elaine Ellis
Elaine Ellis is a registered investment advisor at Park Avenue Securities LLC, based in Campbell, CA, with 25 years of industry experience. Elaine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.05% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.0M | 1.95% |
| $2M+ | 1.90% |
Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.
Fee Estimator
Location
910 E. Hamilton Avenue, Suite 150, Campbell, CA, 95008
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2013Other Business ActivitiesSells Insurance
Elaine sells life, disability, and long-term care insurance through approved insurance companies outside of Guardian since 2002. This activity requires minimal time.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Integrated Financial & Insurance Services
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David Culler, ChFCPark Avenue Securities LLC
- Ryan Brody, CFPPark Avenue Securities LLC
- Rodney SuzukiPark Avenue Securities LLC
- Anne Ding, CFPPark Avenue Securities LLC
- David Parkes, CFPPark Avenue Securities LLC
- Timothy Garner, CFPPark Avenue Securities LLC