Stephen Repak
Stephen Repak is a CFP-designated registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7540 Matthews-Mint Hil Rd, Ste D, Charlotte, NC, 28227
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2004Other Business Activities
Stephen operates his LPL business through Repak Financial Services, LLC, dedicating full-time hours to it. He also works as an author through Repak Enterprises, spending minimal time on it, and uses REPAK ENTERPRISES, LLC for tax/investment purposes, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.
Centermark Advisory Services, INC
Sunamerica Securities, INC.Broker
Edward JonesBroker
U.s.-Worldwide Financial Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.