John Lawler is a registered investment advisor at LPL Financial LLC, based in West Union, OH, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
228 N Market St, West Union, OH, 45693
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates John Lawler Financial Strategies as a DBA for his LPL business and is a licensed attorney. He also provides tax preparation, accounting, and CPA services, serves as a board member for Southern Hills Community Bank, is a notary for the State of Ohio, and manages real estate rentals.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Fifth Third Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.