Chad Williams
Chad Williams is a CFP-designated registered investment advisor at Moneta Group Investment Advisors, LLC, based in Denver, CO, with 25 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 8,021 clients with $43B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moneta Group's fees are based on a percentage of the assets they manage, a flat fee, or an hourly rate. The percentage-based fees typically range from 0.20% to 1.00% annually, but can exceed this range. Fees are negotiable and can vary based on client needs and services. Clients are billed quarterly, either in advance or after the fact, depending on the agreement. The use of margin may increase advisory fees.
Location
200 Columbine St, Suite 220, Denver, CO, 80206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad is a registered representative with DMK Advisors and created Rockhaven LLC to collect revenue from his work as an investment advisor, financial planner, and insurance agent. He also serves on the Rocky Mountain Board of Advisors for the non-profit Dream on 3, and spends a few hours per week as a registered rep.
Employment History
Current Registrations
Moneta Group Investment Advisors, LLC
Previous Registrations
Aveo Capital Partners, LLC
Dmk Advisor Group, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Securities Service Network, INC.Broker
Capital Investment Management
Capital Investment Management
Securities America, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.