TrueAdvisor
TrueAdvisor
MC
MC

Maria Castellon

J.P. Morgan Securities LLC
27 Years of Experience
Mount Kisco, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Maria Castellon is a registered investment advisor at J.P. Morgan Securities LLC, based in Mount Kisco, NY, with 27 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16 E Main St, Floor 02, Mount Kisco, NY, 10549

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2020
Final
Customer Dispute
May 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
August 2019 - Present · 7 yrs 2 mos
J.P. Morgan Securities LLC
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2016 - August 2019 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - August 2019 · 3 yrs 2 mos
LPL Financial LLCBroker
May 2012 - June 2016 · 4 yrs 1 mo
LPL Financial LLC
May 2012 - June 2016 · 4 yrs 1 mo
Hsbc Securities (USA) INC.
March 2008 - May 2012 · 4 yrs 2 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2012 · 7 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
May 1999 - January 2005 · 5 yrs 8 mos
State Registrations41 states
ARAZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMSMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mount Kisco, NY →All financial advisors in New York →