Anderson Ariza
Anderson Ariza is a registered investment advisor at Northern Trust Securities, INC, based in Miami, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,283 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
These fees apply to Fund Strategist Portfolio, Strategist UMA, Equity and Balanced SMA strategies. Manager fees are included in the total account fee and are subject to change without notice. Optional Tax and/or Overlay Services are assessed a fee on all assets in addition to the account asset management fee. Accounts employing both Tax Overlay Services and Impact Overlay Services will be charged only one overlay service fee. Overlay Service Fees: First $10Mil 0.10%, $10Mil - $25Mil 0.08%, Assets over $25Mil 0.05%
Fee Estimator
Location
600 Brickell Avenue, Suite 2400, Miami, FL, 33131
Get directionsHistory
Regulatory History (8)
Customer Dispute
September 2025Customer Dispute
October 2012Customer Dispute
September 2008Customer Dispute
July 2008Customer Dispute
June 2008Customer Dispute
May 2008Customer Dispute
April 2008Customer Dispute
April 2008Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.
Northern Trust Securities, INC.Broker
Previous Registrations
Citigroup Global Markets INC.Broker
Cibc World Markets CORP.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.