Anderson Ariza
Anderson Ariza is a registered investment advisor at Northern Trust Securities, INC, based in Miami, FL, with 24 years of industry experience. Anderson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.
Fee Estimator
Location
600 Brickell Avenue, Suite 2400, Miami, FL, 33131
Get directionsHistory
Regulatory History (8)
Customer Dispute
September 2025Customer Dispute
October 2012Customer Dispute
September 2008Customer Dispute
July 2008Customer Dispute
June 2008Customer Dispute
May 2008Customer Dispute
April 2008Customer Dispute
April 2008Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.
Northern Trust Securities, INC.Broker
Previous Registrations
Citigroup Global Markets INC.Broker
Cibc World Markets CORP.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Barbara LuisNorthern Trust Securities, INC
- Jose Trejo, CFABrainvest Wealth Management LLC
- Maurizio Polcino, CFACitigroup Global Markets INC.
- Blake Calligaro, CFP, ChFCLPL Financial LLC
- Jorge Alvarez, CFPTruist Advisory Services, INC.
- Craig Brown, ChFCLPL Enterprise, LLC